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Catherine Swenson

33 Years of Experience
Broker

Catherine Swenson is a registered investment advisor, based in Salt Lake City, UT, with 33 years of industry experience.

Location

505 Wakara Way, 3rd Floor, Salt Lake City, UT, 84108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Catherine is a Director of Client Relations at Wasatch Advisors LP, dedicating nearly full-time hours to this role. She also serves as a Board Member for the National Honors Advisory Board for the University of Utah, spending minimal time on this non-investment related activity.

Employment History
Current Registrations
Alps Distributors, INC.Broker
March 2003 - Present · 23 yrs 1 mo
Wasatch Advisors LP
January 1993 - Present · 33 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Catherine Swenson - Financial Advisor | TrueAdvisor