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Rosaland Edwards
30 Years of Experience
Houston, TX
1 DisclosureBroker
Rosaland Edwards is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Houston, TX
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 1999Settled
Employment History
Current Registrations
LPL Financial LLCBroker
December 2015 - Present · 10 yrs 5 mos
LPL Financial LLC
December 2015 - Present · 10 yrs 5 mos
Previous Registrations
Edward Jones
December 2010 - December 2015 · 5 yrs
Edward JonesBroker
November 2010 - December 2015 · 5 yrs 1 mo
Investors Capital CORP.Broker
August 2008 - December 2009 · 1 yr 4 mos
Morgan Stanley
December 2002 - June 2006 · 3 yrs 6 mos
Morgan Stanley Dw INC.Broker
January 1993 - June 2006 · 13 yrs 5 mos
State Registrations8 states
ALFLGAMSNCNYOHTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.