MC
ChFC
MC
ChFC

Matthew Carothers

33 Years of Experience
Columbus, IN
BrokerSells Insurance

Matthew Carothers is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Columbus, IN, with 33 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

404 Washington Street, Suite 204, Columbus, IN, 47201-6758

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Matthew may earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products from companies not affiliated with Northwestern Mutual. He also serves as a board member for Bridge to Dove and the Columbus Area Chamber of Commerce, and owns 100 acres of tillable farm ground.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2006 - Present · 20 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
December 1992 - Present · 33 yrs 5 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
December 1992 - January 2002 · 9 yrs 1 mo
State Registrations32 states
ALARAZCOCTDCFLGAIDILINKSKYLAMAMIMNMOMSNCNENVNYOHORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Matthew Carothers - Financial Advisor | TrueAdvisor