Nikhil Modi
Nikhil Modi is a registered investment advisor at LPL Financial LLC, based in Stafford, TX, with 33 years of industry experience. Nikhil is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
13111 Venice Lane, Suite 100, Stafford, TX, 77477
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2007Customer Dispute
March 2005Other Business ActivitiesSells Insurance
Nikhil is an author and also sells and services term life insurance since 2009. He dedicates minimal time to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.Broker
Next Financial Group, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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