John Arbuckle is a registered investment advisor, based in Greenwood Village, CO, with 31 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
January 2020 - Present · 6 yrs 4 mos
Empower Advisory Group, LLC
January 2020 - Present · 6 yrs 4 mos
Empower Financial Services, INC.Broker
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
Transamerica Retirement Advisors, LLC
November 2015 - January 2020 · 4 yrs 2 mos
Transamerica Investors Securities CorporationBroker
December 2001 - January 2020 · 18 yrs 1 mo
Bisys Fund Services Limited PartnershipBroker
August 2000 - December 2001 · 1 yr 4 mos
Nationwide Investment Services CorporationBroker
November 1998 - August 2000 · 1 yr 9 mos
Fundselect Advisers, INC.Broker
March 1997 - November 1998 · 1 yr 8 mos
Independent Financial Securities, INC.Broker
March 1995 - December 1995 · 9 mos
National City Investments CorporationBroker
November 1994 - December 1995 · 1 yr 1 mo
Edward D. Jones & CO., L.P.Broker
September 1993 - October 1994 · 1 yr 1 mo
State Registrations2 states
INOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.