RP
RP
Richard Phillips
33 Years of Experience
Tucson, AZ
1 DisclosureBroker
Richard Phillips is a registered investment advisor at Wells Fargo Advisors, based in Tucson, AZ, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
3945 E. Paradise Falls Dr, Ste 261, Tucson, AZ, 85712
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 1999Award / Judgment
Other Business Activities
Richard serves as a personal representative for his uncle and a co-trustee for his parent's trust. These investment-related activities require minimal time.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2022 - Present · 3 yrs 6 mos
Wells Fargo Advisors
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
November 2006 - November 2022 · 16 yrs
Wells Fargo Clearing Services, LLC
November 2006 - November 2022 · 16 yrs
Citigroup Global Markets INC.
May 2001 - November 2006 · 5 yrs 6 mos
Citigroup Global Markets INC.Broker
March 1994 - November 2006 · 12 yrs 8 mos
Everen Securities, INC.Broker
January 1993 - April 1994 · 1 yr 3 mos
State Registrations15 states
AZCACOFLHIILKSMIMONMOHORUTVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.