TB
TB

Tom Binder

28 Years of Experience
Tucson, AZ
1 DisclosureBroker

Tom Binder is a registered investment advisor at Wells Fargo Advisors, based in Tucson, AZ, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1795 E Skyline Dr, Ste 141, Tucson, AZ, 85718

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History

Regulatory History (1)
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Customer Dispute
October 2011
Settled
Employment History
Current Registrations
Wells Fargo Advisors
January 2020 - Present · 6 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2020 - Present · 6 yrs 8 mos
Previous Registrations
RBC Capital Markets, LLC
January 2009 - February 2020 · 11 yrs 1 mo
RBC Capital Markets, LLCBroker
January 2009 - February 2020 · 11 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2000 - January 2009 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1997 - January 2009 · 11 yrs 4 mos
State Registrations22 states
AKAZCACOFLGAHIIDILMDMIMNNCNMOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.