Scott Sprandel is a registered investment advisor, based in Chicago, IL, with 19 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold.
Location
101 N. Wacker Drive, Suite 1500, Chicago, IL, 60606
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Regulatory History (2)
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Regulatory
August 2002Final
Customer Dispute
March 2001Settled
Employment History
Current Registrations
Lbmz Securities, INC.Broker
February 2016 - Present · 10 yrs 8 mos
Zacks Investment Management, INC.
August 2015 - Present · 11 yrs 2 mos
Previous Registrations
State Farm Vp Management CORP.Broker
May 2001 - August 2002 · 1 yr 3 mos
First Union Securities, INC.Broker
October 1998 - March 2001 · 2 yrs 5 mos
John Dawson & Associates, INC.Broker
December 1996 - October 1998 · 1 yr 10 mos
American Investment Services, INC.Broker
October 1995 - November 1996 · 1 yr 1 mo
Stein, Shore Securities, INC.Broker
February 1994 - November 1995 · 1 yr 9 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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