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Scott Sprandel

18 Years of Experience
Chicago, IL
2 DisclosuresBroker

Scott Sprandel is a registered investment advisor, based in Chicago, IL, with 18 years of industry experience.

Location

101 N. Wacker Drive, Suite 1500, Chicago, IL, 60606

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2002
Final
Customer Dispute
March 2001
Settled
Employment History
Current Registrations
Lbmz Securities, INC.Broker
February 2016 - Present · 10 yrs 3 mos
Zacks Investment Management, INC.
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
State Farm Vp Management CORP.Broker
May 2001 - August 2002 · 1 yr 3 mos
First Union Securities, INC.Broker
October 1998 - March 2001 · 2 yrs 5 mos
John Dawson & Associates, INC.Broker
December 1996 - October 1998 · 1 yr 10 mos
American Investment Services, INC.Broker
October 1995 - November 1996 · 1 yr 1 mo
Stein, Shore Securities, INC.Broker
February 1994 - November 1995 · 1 yr 9 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Sprandel - Financial Advisor | TrueAdvisor