KD
KD
Keith Davis
33 Years of Experience
Orlando, FL
2 DisclosuresBroker
Keith Davis is a registered investment advisor at Raymond James & Associates, INC., based in Orlando, FL, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
301 East Pine Street, Suite 1100, Orlando, FL, 32801
Get directionsHistory
Regulatory History (2)
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Customer Dispute
September 2008Denied
Customer Dispute
June 2001Denied
Other Business Activities
Keith acts as a Power of Attorney and Personal Representative for his brother, assisting with healthcare decisions when needed. This requires minimal time commitment.
Employment History
Current Registrations
Raymond James & Associates, INC.
January 2005 - Present · 21 yrs 8 mos
Raymond James & Associates, INC.Broker
November 2004 - Present · 21 yrs 10 mos
Previous Registrations
UBS Financial Services INC.Broker
November 1994 - November 2004 · 10 yrs
UBS Financial Services INC.
November 1994 - November 2004 · 10 yrs
Josephthal Lyon & Ross IncorporatedBroker
May 1993 - December 1994 · 1 yr 7 mos
Chatfield Dean & CO., INC.Broker
December 1992 - May 1993 · 5 mos
State Registrations10 states
ALARCODCFLGANCNYOHSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.