TrueAdvisor
TrueAdvisor
KD
KD

Keith Davis

Raymond James & Associates, INC.
33 Years of Experience
Orlando, FL
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Keith Davis is a registered investment advisor at Raymond James & Associates, INC., based in Orlando, FL, with 33 years of industry experience. Keith is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

301 East Pine Street, Suite 1100, Orlando, FL, 32801

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
Customer Dispute
June 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Keith acts as a Power of Attorney and Personal Representative for his brother, assisting with healthcare decisions when needed. This requires minimal time commitment.

Employment History
Current Registrations
Raymond James & Associates, INC.
January 2005 - Present · 21 yrs 9 mos
Raymond James & Associates, INC.Broker
November 2004 - Present · 21 yrs 11 mos
Previous Registrations
UBS Financial Services INC.Broker
November 1994 - November 2004 · 10 yrs
UBS Financial Services INC.
November 1994 - November 2004 · 10 yrs
Josephthal Lyon & Ross IncorporatedBroker
May 1993 - December 1994 · 1 yr 7 mos
Chatfield Dean & CO., INC.Broker
December 1992 - May 1993 · 5 mos
State Registrations11 states
ALARCODCFLGAMDNCNYOHSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Orlando, FL →All financial advisors in Florida →