Sean Cavanaugh
Sean Cavanaugh is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Orlando, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
122 West Pine St Ste 300, Orlando, FL, 32801
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 2018Customer Dispute
July 2007Customer Dispute
May 2006Customer Dispute
June 2005Other Business Activities
Sean is the President of Cavanaugh Financial Inc. and a Branch Manager at Cavanaugh Group, dedicating minimal time to each role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Wamu Investments, INC.
Wamu Investments, INC.Broker
Great Western Financial Securities CorporationBroker
Thomas James Associates, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.