Sean Cavanaugh
Sean Cavanaugh is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Orlando, FL, with 33 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
122 West Pine St Ste 300, Orlando, FL, 32801
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 2018Customer Dispute
July 2007Customer Dispute
May 2006Customer Dispute
June 2005Other Business Activities
Sean is the President of Cavanaugh Financial Inc. and a Branch Manager at Cavanaugh Group, dedicating minimal time to each role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Wamu Investments, INC.
Wamu Investments, INC.Broker
Great Western Financial Securities CorporationBroker
Thomas James Associates, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Anthony AcevedoLPL Financial LLC
- Thomas HowellLPL Financial LLC
- Ken BradshawLPL Financial LLC
- Alwin GonzalezLPL Financial LLC
- Michael WallmanLPL Financial LLC
- Andy RampersaudLPL Financial LLC