Scott Gordon is a registered investment advisor, based in Folsom, CA, with 33 years of industry experience.
Location
1130 Iron Point Road, Suite 100, Folsom, CA, 95630
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Regulatory History (1)
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Customer Dispute
September 2019Settled
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
March 2021 - Present · 5 yrs 2 mos
Captrust
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
January 2004 - March 2021 · 17 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2004 - March 2021 · 17 yrs 2 mos
London Pacific Advisors
July 1997 - January 2004 · 6 yrs 6 mos
London Pacific Securities, INC.Broker
August 1994 - January 2004 · 9 yrs 5 mos
Ids Life Insurance CompanyBroker
November 1992 - August 1994 · 1 yr 9 mos
American Express Financial Advisors INC.Broker
November 1992 - August 1994 · 1 yr 9 mos
State Registrations2 states
CATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.