Charles Ho is a CFP-designated registered investment advisor at Legacy Builders Financial, LLC, based in Folsom, CA, with 18 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 27 clients with $14M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
Annual fees are negotiable and paid in arrears on a monthly or quarterly basis. Clients engaging for both comprehensive financial planning and investment management pay an upfront fee of $900 and are subject to a $3,000 annual minimum fee.
Fee Estimator
Location
Folsom, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles co-owns a rental property with his spouse, taking minimal time. He also owns LKZ Group Inc. and EML Group Inc., real estate investment corporations established in 2017, which also take minimal time.
Employment History
Current Registrations
Legacy Builders Financial, LLC
Previous Registrations
Origin Financial
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Morgan Stanley & CO., Incorporated
Morgan Stanley & CO., IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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