Daryl Serizawa
Daryl Serizawa is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
Get directionsHistory
Regulatory History (4)
Judgment / Lien
August 2025Customer Dispute
December 2019Customer Dispute
March 2005Customer Dispute
March 2004Other Business ActivitiesSells Insurance
Daryl is a branch manager at DTS Financial Group, managing and servicing clients' financial and retirement planning needs since 2017. This takes about a quarter of his time and includes fixed insurance products.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Pacific West Financial Consultants INC
Pacific West Securities, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
UBS Painewebber INC.Broker
Smith Barney INC.Broker
Chatfield Dean & CO., INC.Broker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.