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JB
CFP
JB
CFP

Jeffery Briggs

Osaic Advisory Services, LLC
33 Years of Experience
Bend, OR
1 DisclosureBrokerSells Insurance
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Jeffery Briggs is a CFP-designated registered investment advisor at Osaic Advisory Services, LLC, based in Bend, OR, with 33 years of industry experience. Jeffery is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 7 more. Their firm serves 29,898 clients with $15B in assets under management.

Osaic Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
350 advisors
Number of Clients
29,898 clients
Average Client Portfolio
$518K average
Assets Under Management
$15.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiated between the advisor and the client. The maximum annual fee allowed is 2.50%. Fees can be billed as flat, linear, or tiered rates.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Bend, OR

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2012
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffery is a musician, teaching trumpet lessons and performing locally, and is an advisor at Arbor Point Advisors, taking about half of his time. He also sells life, health, LTC insurance, and Medicare products through Briggs Financial Services, Inc., dedicating about 10-20% of his time, assists his son in purchasing real estate, and owns a rental property.

Employment History
Current Registrations
Osaic Advisory Services, LLC
November 2024 - Present · 1 yr 11 mos
Osaic Wealth, INC.Broker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Arbor Point Advisors
November 2020 - November 2024 · 4 yrs
Securities America, INC.Broker
November 2020 - June 2024 · 3 yrs 7 mos
Kms Financial Services, INC
March 2018 - November 2020 · 2 yrs 8 mos
Kms Financial Services, INC.Broker
March 2018 - November 2020 · 2 yrs 8 mos
Cetera Advisors LLC
February 2012 - March 2018 · 6 yrs 1 mo
Cetera Advisors LLCBroker
February 2012 - March 2018 · 6 yrs 1 mo
Pacific West Financial Consultants INC
July 2009 - February 2012 · 2 yrs 7 mos
Pacific West Securities, INC.Broker
September 2000 - February 2012 · 11 yrs 5 mos
Temple Securities, INC.Broker
June 1998 - August 2000 · 2 yrs 2 mos
Mony Securities CORP.Broker
November 1992 - May 1998 · 5 yrs 6 mos
State Registrations1 state
OR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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