Cynthiea Locala is a CFP-designated registered investment advisor, based in Osprey, FL, with 32 years of industry experience.
Location
Osprey, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Cynthiea is an associate/employee of Just Cindy LLC and Momentum Wealth Partners LLC, both roles involving work as a financial advisor. Cynthiea dedicates about half her time to each of these businesses.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
November 2022 - Present · 3 yrs 8 mos
Raymond James Financial Services Advisors, INC
November 2022 - Present · 3 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
August 2012 - November 2022 · 10 yrs 3 mos
UBS Financial Services INC.Broker
August 2012 - November 2022 · 10 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2003 - August 2012 · 9 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2003 - August 2012 · 9 yrs 4 mos
Oakwood Securities, INC.Broker
January 1994 - May 2003 · 9 yrs 4 mos
Shepard & Vrbanac Securities, INC.Broker
December 1992 - September 1993 · 9 mos
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.