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Rogerella Kasimir

Principle Wealth
29 Years of Experience
Madison, CT
View SEC Summary
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Rogerella Kasimir is a registered investment advisor at Principle Wealth, based in Madison, CT, with 29 years of industry experience. Rogerella operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 1,210 clients with $3.2B in assets under management.

Principle Wealth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
1,210 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$3.2B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Fees are up to 1.25% annually and are negotiable at the discretion of Principle Wealth Partners based on asset size, scope of work, and account complexity. Minimum annual fee of $5,000 applies.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

48 Wall Street, Madison, CT, 06443

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rogerella is insurance licensed and manages a real estate rental property through a CT LLC called 15 Grandview Terrace LLC, dedicating minimal time to this activity. The property was inherited from her father.

Employment History
Current Registrations
Principle Wealth
December 2021 - Present · 4 yrs 10 mos
Previous Registrations
LPL Financial LLCBroker
August 2013 - January 2021 · 7 yrs 5 mos
Essex Financial Services, INC.Broker
December 2003 - August 2013 · 9 yrs 8 mos
Raymond James Financial Services, INC.Broker
May 2000 - December 2003 · 3 yrs 7 mos
MML Investors Services, INC.Broker
March 1996 - December 1996 · 9 mos
G. R. Phelps & CO., INC.Broker
November 1992 - March 1996 · 3 yrs 4 mos
State Registrations1 state
CT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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