Emmanuel Santos
Emmanuel Santos is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Daly City, CA, with 31 years of industry experience. Emmanuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
333 Gellert Blvd, Suite 204, Daly City, CA, 94015
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Emmanuel is the President of an accounting/bookkeeping corporation and Santos Fumar Law, a professional corporation, handling financial and administrative functions for the latter, dedicating about a quarter of his time. He also works as an independent insurance agent for multiple companies, including Avantax, selling various insurance products and annuities.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Franklin/templeton Distributors, INC.Broker
State Registrations3 states
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