Shirley Wong
Shirley Wong is a CFP-designated registered investment advisor at Emerson Equity LLC, based in Daly City, CA, with 17 years of industry experience. Shirley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
333 Gellert Blvd, Suite 201, Daly City, CA, 94015
Get directionsHistory
Regulatory History (13)
Customer Dispute
January 2026Customer Dispute
January 2026Customer Dispute
March 2025Customer Dispute
February 2025Customer Dispute
January 2025Customer Dispute
July 2024Customer Dispute
December 2023Customer Dispute
April 2023Customer Dispute
January 2023Customer Dispute
September 2022Customer Dispute
August 2022Customer Dispute
June 2022Customer Dispute
June 2022Other Business ActivitiesSells Insurance
Shirley is the President and an insurance broker at AK Advisors, Inc. She sells fixed insurance, long-term care, fixed index annuities, medical insurance, and property & casualty insurance, dedicating about a quarter of her time to this activity.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLC
Emerson Equity LLCBroker
Previous Registrations
Ni Advisors
Ni AdvisorsBroker
Ni AdvisorsBroker
World Group Securities, INC.Broker
Citicorp Investment ServicesBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.