Thomas Gresham
Thomas Gresham is a registered investment advisor at Bfc Planning, INC., based in Cedar Rapids, IA, with 55 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 3 more. Their firm serves 6,720 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BFC Planning offers asset management services through various platforms. Fees are based on the amount of assets managed and can vary depending on the platform and the IAR. The maximum allowable fee is 2.5% annually. Fees may be charged in advance or arrears, monthly or quarterly. Clients may also incur charges from third parties, such as mutual fund expenses and IRA fees. Some platforms have minimum account sizes.
Platforms include:
- Berthel Edge
- BFC Advisory program
- American Funds Direct F-2 Share Class Program
- Institutional RIA Platform
- Variable Annuity/Variable Life Sponsors
- Envestnet’s Managed Account Solutions
- Sub-Advisory Platforms
- Held Away Accounts
Location
4201 42nd Street Ne, Suite 100, Cedar Rapids, IA, 52402
Get directionsHistory
Regulatory History (13)
Customer Dispute
December 2017Customer Dispute
June 2017Customer Dispute
July 2015Customer Dispute
November 2014Customer Dispute
June 2014Customer Dispute
May 2014Employment Separation After Allegations
May 2012Customer Dispute
October 2011Customer Dispute
September 2010Customer Dispute
June 2010Customer Dispute
October 2009Customer Dispute
November 2008Customer Dispute
February 2001Employment History
Current Registrations
Bfc Planning, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Previous Registrations
Moloney Securities Asset Management LLC
Moloney Investment Advisory LLC
Moloney Securities CO., INC.
Moloney Securities CO., INC.Broker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Union Capital Markets CORP.Broker
Rodman & Renshaw INC.Broker
Drexel Burnham Lambert IncorporatedBroker
Paine, Webber, Jackson & Curtis INC.Broker
Blyth Eastman Dillon & CO. IncorporatedBroker
Eastman Dillon, Union Securities & CO., IncorporatedBroker
Rauscher Pierce Securities CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.