Frank Staves
Frank Staves is a registered investment advisor at Ameriprise Financial Services, LLC, based in Gulph Mills, PA, with 27 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
Gulph Mills, PA
Get directionsHistory
Regulatory History (3)
Judgment / Lien
June 2003Judgment / Lien
July 2002Judgment / Lien
October 1994Other Business Activities
Frank is the treasurer of Staves, dedicating minimal time to this non-investment-related role. He also holds another position at DoubleK, spending about a third of his time, including during trading hours, on this investment-related activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
UBS Financial Services INC.Broker
Delaware Distributors, L.P.Broker
Sei Financial Services CompanyBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.