KB
KB

Kenneth Beesmer

33 Years of Experience
Kingston, NY
1 DisclosureBroker

Kenneth Beesmer is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Kingston, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

108 N Front St, Kingston, NY, 12401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2018
Withdrawn
Other Business Activities

Kenneth is a general partner in KBPP Properties LLC, a real estate LLC, dedicating minimal time quarterly. He also owns rental property in Bald Head Island, North Carolina, spending minimal time on it.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2016 - Present · 9 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2016 - Present · 9 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
February 2009 - November 2016 · 7 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2009 - November 2016 · 7 yrs 10 mos
Citigroup Global Markets INC.Broker
February 1998 - February 2009 · 11 yrs
Prudential Securities IncorporatedBroker
June 1993 - February 1998 · 4 yrs 8 mos
C. J. M. Planning CORP.Broker
January 1993 - December 1993 · 11 mos
State Registrations23 states
ALCACOCTFLGAMAMDMEMONCNHNJNVNYOHOKORPAPRSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.