MR
CFP
MR
CFP

Michael Ambrose Ryan

33 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
1,009 clients
Average Client Portfolio
$987K average
Assets Under Management
$995.8M

Fee Structure

Minimum Investment:None
Financial Planning:Included in AUM fee
Loading...

Location

407 Hurley Avenue, Kingston, NY, 12401

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Michael operates his LPL business through Marshall & Sterling Wealth Management and provides investment advisory services through Marshall & Sterling Wealth Advisors, spending full-time hours on these activities. He also sells non-variable insurance products and owns a vacation rental property, dedicating about 10% of his time to insurance sales and minimal time to the rental.

Employment History
Current Registrations
Marshall & Sterling Wealth Advisors, INC.
January 2017 - Present · 9 yrs 1 mo
LPL Financial LLCBroker
January 2016 - Present · 10 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLCBroker
September 2013 - January 2016 · 2 yrs 4 mos
Tower Square Securities, INC.Broker
June 1996 - September 2013 · 17 yrs 3 mos
Advantage Capital CorporationBroker
August 1994 - June 1996 · 1 yr 10 mos
Travelers Equities Sales, INC.Broker
October 1992 - August 1994 · 1 yr 10 mos
State Registrations17 states
CACOCTFLGAMAMDNCNJNYPARISCTNVAVTWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.