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CFP

Michael Ryan

Marshall + Sterling Wealth Advisors, INC.
33 Years of Experience
Kingston, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Michael Ryan is a CFP-designated registered investment advisor at Marshall + Sterling Wealth Advisors, INC., based in Kingston, NY, with 33 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 6 more. Their firm serves 902 clients with $1.6B in assets under management.

Marshall + Sterling Wealth Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
902 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.80%

Annual investment management fees generally vary between 0.50% and 1.80% based on asset value and services. Fees are negotiable and can be higher for extraordinary circumstances or specialized strategies.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

407 Hurley Avenue, Kingston, NY, 12401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael operates his LPL business through Marshall & Sterling Wealth Management and provides investment advisory services through Marshall & Sterling Wealth Advisors, spending full-time hours on these activities. He also sells non-variable insurance products and owns a vacation rental property, dedicating about 10% of his time to insurance sales and minimal time to the rental.

Employment History
Current Registrations
Marshall + Sterling Wealth Advisors, INC.
January 2017 - Present · 9 yrs 9 mos
LPL Financial LLCBroker
January 2016 - Present · 10 yrs 9 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
September 2013 - January 2016 · 2 yrs 4 mos
Tower Square Securities, INC.Broker
June 1996 - September 2013 · 17 yrs 3 mos
Advantage Capital CorporationBroker
August 1994 - June 1996 · 1 yr 10 mos
Travelers Equities Sales, INC.Broker
October 1992 - August 1994 · 1 yr 10 mos
State Registrations17 states
CACOCTFLGAMAMDNCNJNYPARISCTNVAVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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