TrueAdvisor
TrueAdvisor
TS
TS

Tim Sampson

Esi Financial Advisors
33 Years of Experience
Dallas, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Tim Sampson is a registered investment advisor at Esi Financial Advisors, based in Dallas, TX, with 33 years of industry experience. Tim is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 12,379 clients with $2.8B in assets under management.

Esi Financial Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
536 advisors
Number of Clients
12,379 clients
Average Client Portfolio
$224K average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.5M0.75%
$2.5M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.35%

Rates reflect the primary schedule used in programs like American Funds and Schwab Retirement Advisor Services. Other programs have different maximum fees (AssetMark up to 1.50%, Saratoga up to 2.00%, SEI up to 1.75% plus 0.05% administrative fee). Actual fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2777 N Stemmons Freeway, Suite 1365, Dallas, TX, 75207

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Tim is an associate and investor with Sampson Financial Group, dealing with insurance and real estate, dedicating a few hours per week. He is also an agent with Premier Financial Alliance, focusing on insurance, which takes significantly more time, about full-time.

Employment History
Current Registrations
Equity Services, INC.Broker
March 2021 - Present · 5 yrs 7 mos
Esi Financial Advisors
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Kovack Advisors, INC.
October 2014 - March 2021 · 6 yrs 5 mos
Kovack Securities INC.Broker
October 2014 - March 2021 · 6 yrs 5 mos
Resource Horizons Investment Advisory, INC.
November 2009 - December 2014 · 5 yrs 1 mo
Resource Horizons Group LLCBroker
November 2009 - October 2014 · 4 yrs 11 mos
Cullum & Burks Securities, INC.
April 2007 - November 2009 · 2 yrs 7 mos
Cullum & Burks Securities, INC.Broker
March 2007 - November 2009 · 2 yrs 8 mos
Premier Securities of America, INC.Broker
January 2004 - April 2007 · 3 yrs 3 mos
American General Securities IncorporatedBroker
August 2003 - February 2004 · 6 mos
United Securities Alliance, INC.
February 2003 - August 2003 · 6 mos
United Securities Alliance, INC.Broker
July 2001 - August 2003 · 2 yrs 1 mo
Wma Securities, INC.Broker
June 1994 - July 2001 · 7 yrs 1 mo
Intersecurities, INC.Broker
November 1992 - June 1994 · 1 yr 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Dallas, TX →All financial advisors in Texas →