Cynthia Goldberg is a registered investment advisor at LPL Financial LLC, based in Towson, MD, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1122 Kenilworth Dr., #305, Towson, MD, 21204
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Cynthia is associated with Joseph Klein Associates LLC and Private Advisor Group, providing financial planning and consulting for hourly fees, dedicating about 10-20% of her time. She also operates Finance Forward, LLC as a DBA for her LPL business, but spends no time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
Private Advisor Group, LLC
LPL Financial LLC
Previous Registrations
Founders Financial Securities, LLC
Founders Financial Securities LLCBroker
Intersecurities, INC.
Intersecurities, INC.Broker
New England SecuritiesBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.