Caterina Defalco
Caterina Defalco is a CFP-designated registered investment advisor at Advisory Services Network, based in Troy, MI, with 20 years of industry experience. Caterina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,852 clients with $8.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
All fees are negotiable.
Fee Estimator
Location
755 W. Big Beaver Road, Suite 2020, Troy, MI, 48084
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Caterina is a licensed insurance agent since 2008, selling life insurance and annuities, dedicating minimal time to this activity. She also works as a financial industry business consultant, is president of a French food book company and an online t-shirt business, and is an author, spending about 10-20% of her time on the t-shirt business and about a quarter of her time on the book authoring activities.
Employment History
Current Registrations
Advisory Services Network
Previous Registrations
Wunderlich Securities, INC.
Spc
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.