Joseph Dise
Joseph Dise is a registered investment advisor at Compass Financial Management LLC, based in Treasure Island, FL, with 33 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,228 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.95% |
| $1.0M - $3.0M | 1.75% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Fees are generally between 1.00% and 1.95% and are negotiable. Third-party or internally managed portfolios may add an additional 0.25% to 1.00% annual fee.
Fee Estimator
Location
12200 5th Street E, Treasure Island, FL, 33706
Get directionsHistory
Regulatory History (3)
Regulatory
January 2019Customer Dispute
May 2003Customer Dispute
August 2000Employment History
Current Registrations
Compass Financial Management LLC
Previous Registrations
Dise Wealth Management Incorporated
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Infinex Investments, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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