BD
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Brian Dougherty
8 Years of Experience
Philadelphia, PA
1 DisclosureSells Insurance
Brian Dougherty is a registered investment advisor at Plc Investment Solutions, LLC, based in Philadelphia, PA, with 8 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth. Their firm serves 22 clients with $5.6M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
22 clients
Average Client Portfolio
$256K average
Assets Under Management
$5.6M
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.35% |
| $1.0M - $3.0M | 0.95% |
| $3.0M - $6.0M | 0.85% |
| $6M+ | 0.75% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
214 Osborn St, Philadelphia, PA, 19128
Get directionsHistory
Regulatory History (1)
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Criminal
February 2001Final Disposition
Other Business ActivitiesSells Insurance
Brian is a licensed insurance agent and also serves as VP and Treasurer of several non-profit organizations.
Employment History
Current Registrations
Plc Investment Solutions, LLC
May 2024 - Present · 2 yrs
Previous Registrations
Coppell Advisory Solutions LLC
December 2020 - August 2024 · 3 yrs 8 mos
Elite Investment Team LLC
November 2019 - December 2020 · 1 yr 1 mo
Thrive Capital Management, LLC
June 2017 - December 2019 · 2 yrs 6 mos
State Registrations1 state
PA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.