Kenneth Smith is a registered investment advisor at Alden Investment Group, based in West Chester, PA, with 30 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 978 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alden Investment Advisors' fees for asset management services are negotiable, up to a maximum of 2.00% annually. Fees are charged quarterly in arrears based on the portfolio value on the last business day of the quarter. The firm aggregates all managed accounts to determine the quarterly fee. Each Investment Advisory Representative determines their own fees, so clients may find lower fees with other representatives. A 0.05% annual reporting fee is billed monthly for clients using the Alden COVE platform.
Location
West Chester, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kenneth is the Chief Compliance Officer of Compass Financial Advisors, LLC.
Employment History
Current Registrations
Alden Investment Group
Alden Capital
J. Alden Associates, INC.Broker
Compass Financial Advisors, LLC
Previous Registrations
Equalize Capital LLC
Cohen & Company Financial Management, LLC
Dekania Capital Management, LLC
Bluestone Capital Management, LLC
Mcg Securities LLCBroker
Commonwealth Advisors, INC.Broker
Cohen & Company Securities, LLCBroker
Cohen & Company Capital Markets, LLCBroker
Taberna Securities, LLCBroker
Cbt Investment Management, LLC
Cbt Investment Management, INC.
Cohen & Company Securities, LLCBroker
J.P. Morgan Securities INC.Broker
Vanguard Marketing CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.