Kenneth Smith is a registered investment advisor at Compass Financial Advisors, LLC, based in West Chester, PA, with 31 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 40 clients with $21M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.40% |
| $500K - $1.0M | 1.20% |
| $1M+ | 1.00% |
Fees are negotiable and billed quarterly in arrears. Multiple accounts for the same client are aggregated for fee calculation.
Fee Estimator
Location
West Chester, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kenneth is the Chief Compliance Officer of Compass Financial Advisors, LLC.
Employment History
Current Registrations
Compass Financial Advisors, LLC
Previous Registrations
Alden Investment Group
Equalize Capital LLC
Alden Capital
J. Alden Associates, INC.Broker
Cohen & Company Financial Management, LLC
Dekania Capital Management, LLC
Bluestone Capital Management, LLC
Mcg Securities LLCBroker
Commonwealth Advisors, INC.Broker
Cohen & Company Securities, LLCBroker
Cohen & Company Capital Markets, LLCBroker
Taberna Securities, LLCBroker
Cbt Investment Management, LLC
Cbt Investment Management, INC.
Cohen & Company Securities, LLCBroker
J.P. Morgan Securities INC.Broker
Vanguard Marketing CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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