Michael Deperto
Michael Deperto is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Albany, NY, with 33 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
18 Corporate Woods Blvd Fl 2, Albany, NY, 12211
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is involved with Advisors Insurance Brokers selling non-variable insurance, dedicating minimal time. He also operates under Rosemont Financial Group as a DBA for his LPL business, dedicating full-time hours, with some time spent during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Ic Advisory Services, INC.
The Investment Center, INC.Broker
Voya Financial Advisors, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jason Bays, CFPLPL Financial LLC
- Chancy Darcangelis, ChFCLPL Financial LLC
- John NuzziLPL Financial LLC
- Daniel O'keefe, CFA, CFPLPL Financial LLC
- Steven Novotny, CFPLPL Financial LLC
- John Petrus, ChFCLPL Financial LLC