Matthew Gaer
Matthew Gaer is a registered investment advisor at Aegis Capital CORP., based in New York, NY, with 25 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.
If most transaction costs are charged to you:
- First $250,000 - maximum 2.50% per year
- Next $750,000 - maximum 2.25% per year
- Over $1,000,000 - maximum 2.00% per year
If most transaction costs are charged to Aegis:
- First $250,000 - maximum 3.00% per year
- Next $750,000 - maximum 2.75% per year
- Over $1,000,000 - maximum 2.50% per year
The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.
Location
1345 Avenue of the Americas, 27th Floor, New York, NY, 10105
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2020Customer Dispute
September 2019Other Business ActivitiesSells Insurance
Matthew owns GAER Ventures Inc., an S corp business established for tax purposes, and spends minimal time on bookkeeping duties. He is also a producer/agent at ACC Agency, Inc., a general insurance agency, dedicating a few hours per week.
Employment History
Current Registrations
Aegis Capital CORP.
Aegis Capital CORP.Broker
Previous Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Carlin Equities CORP.Broker
Tamaron Investments, INC.Broker
Bear, Stearns & CO. INC.Broker
L.C. Wegard & CO., INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.