KH
KH

Karen Heintz

30 Years of Experience
Edina, MN
Broker

Karen Heintz is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Edina, MN, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

7650 Edinborough Way, Suite 300, Edina, MN, 55435

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
January 2014 - Present · 12 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
October 2012 - Present · 13 yrs 7 mos
Previous Registrations
UBS Financial Services INC.Broker
August 2006 - November 2012 · 6 yrs 3 mos
Piper Jaffray & CO.Broker
June 2004 - August 2006 · 2 yrs 2 mos
RBC Dain Rauscher INC.Broker
March 1998 - July 2004 · 6 yrs 4 mos
Dain Rauscher IncorporatedBroker
January 1996 - March 1998 · 2 yrs 2 mos
State Registrations7 states
AZILMNNYSDTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Karen Heintz - Financial Advisor | TrueAdvisor