FG
FG
Frances Goldstein
45 Years of Experience
Paramus, NJ
4 DisclosuresBroker
Frances Goldstein is a registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Mack Center Iv, South 61, Paramus Road, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (4)
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Customer Dispute
August 2018Denied
Customer Dispute
December 2006Denied
Customer Dispute
November 2001Denied
Customer Dispute
October 2000Settled
Other Business Activities
Frances is a trustee, dedicating minimal time to this role. She also purchases antiques and occasionally sells them.
Employment History
Current Registrations
Morgan StanleyBroker
April 2015 - Present · 11 yrs 1 mo
Morgan Stanley
April 2015 - Present · 11 yrs 1 mo
Previous Registrations
UBS Financial Services INC.Broker
July 2006 - April 2015 · 8 yrs 9 mos
UBS Financial Services INC.
July 2006 - April 2015 · 8 yrs 9 mos
Citigroup Global Markets INC.
June 2002 - July 2006 · 4 yrs 1 mo
Citigroup Global Markets INC.Broker
July 1993 - July 2006 · 13 yrs
Lehman Brothers INC.Broker
March 1983 - July 1993 · 10 yrs 4 mos
Dean Witter Reynolds INC.Broker
September 1980 - April 1983 · 2 yrs 7 mos
State Registrations20 states
AZCACOCTDCDEFLGAILMAMDMINCNJNYPASCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.