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ChFC
BS
ChFC

Bradley Shepherd

Founders Financial Securities, LLC
33 Years of Experience
Towson, MD
1 DisclosureBrokerSells Insurance
View SEC Summary
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Bradley Shepherd is a ChFC-designated registered investment advisor at Founders Financial Securities, LLC, based in Towson, MD, with 33 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Business Owners, Corporate Executives, Education Planning, and 8 more. Their firm serves 9,870 clients with $4.1B in assets under management.

Founders Financial Securities, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
9,870 clients
Average Client Portfolio
$419K average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.70%
$1M+1.40%

Fees vary by program and are negotiable. Maximum rates reach up to 2.75% depending on the specific program selected. The schedule reflects Private Wealth Solutions tiers; other programs charge flat percentage rates up to 2.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1020 Cromwell Bridge Rd, 2nd Floor, Towson, MD, 21286

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Bradley works full-time as a financial consultant and insurance agent through FFS & FFIN at Brooks Financial Group, Inc. He also holds a board position at Building for God Community Foundation, dedicating about 10-20% of his time, and is the owner of Servus Wealth LLC and CEO of Founders Financial, LLC.

Employment History
Current Registrations
Founders Financial Securities, LLC
July 2006 - Present · 20 yrs 3 mos
Founders Financial Securities LLCBroker
April 2006 - Present · 20 yrs 6 mos
Previous Registrations
Intersecurities, INC.
September 1997 - April 2007 · 9 yrs 7 mos
Intersecurities, INC.Broker
February 1997 - April 2007 · 10 yrs 2 mos
Crestar Securities CorporationBroker
January 1997 - January 1997 · 0 mos
Citizens Brokerage Services, INC.Broker
December 1992 - January 1997 · 4 yrs 1 mo
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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