TrueAdvisor
TrueAdvisor
CF
CF

Charles Farrar

Farrar Wealth Management, LLC
32 Years of Experience
North Palm Beach, FL
4 Disclosures
View SEC Summary
View SEC Summary

Charles Farrar is a registered investment advisor at Farrar Wealth Management, LLC, based in North Palm Beach, FL, with 32 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 112 clients with $21M in assets under management.

Farrar Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
112 clients
Average Client Portfolio
$188K average
Assets Under Management
$21.1M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.0M0.85%
$2.0M - $3.0M0.75%
$3.0M - $5.0M0.50%
$5M+0.35%

Fees are negotiable. Household accounts may be combined to lower fee percentages.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

North Palm Beach, FL

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2008
Customer Dispute
May 2007
Settled
Customer Dispute
January 2006
Settled
Judgment / Lien
September 2005
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Farrar Wealth Management, LLC
January 2018 - Present · 8 yrs 9 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
July 2007 - May 2017 · 9 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
July 2007 - May 2017 · 9 yrs 10 mos
Ryan Beck & CO.
September 2005 - July 2007 · 1 yr 10 mos
Ryan Beck & CO.Broker
August 2005 - July 2007 · 1 yr 11 mos
Morgan Stanley
September 1999 - August 2005 · 5 yrs 11 mos
Morgan Stanley Dw INC.Broker
September 1999 - August 2005 · 5 yrs 11 mos
Prudential Securities IncorporatedBroker
August 1996 - September 1999 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1994 - August 1996 · 2 yrs 6 mos
Reich & CO., INC.Broker
September 1993 - November 1993 · 2 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in North Palm Beach, FL →All financial advisors in Florida →