Carlo Oldani is a registered investment advisor, based in Morehead City, NC, with 32 years of industry experience.
Location
2806 Arendell St, 2nd Fl, Br - Pcg, Morehead City, NC, 28557
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2008Denied
Other Business Activities
Carlo is a member of the local board of directors for Public Radio East, a local NPR affiliate, since June 2023. This is a volunteer position and takes minimal time.
Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Bb&t Securities, LLC
May 2013 - February 2021 · 7 yrs 9 mos
Bb&t Securities, LLCBroker
May 2013 - February 2021 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - May 2013 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2013 · 3 yrs 7 mos
Banc of America Investment Services, INC.Broker
September 2008 - October 2009 · 1 yr 1 mo
Banc of America Investment Services, INC.
September 2008 - October 2009 · 1 yr 1 mo
Wachovia Securities, LLC
September 2002 - September 2008 · 6 yrs
Wachovia Securities, LLCBroker
September 2002 - September 2008 · 6 yrs
RBC Centura Securities INC.
December 2001 - September 2002 · 9 mos
RBC Centura Securities, INC.Broker
June 1994 - September 2002 · 8 yrs 3 mos
Jefferson-Pilot Investor Services, INC.Broker
June 1993 - April 1994 · 10 mos
State Registrations36 states
AKALAZCACOCTDCDEFLGAIDILKYLAMAMDMIMNMTNCNJNMNYOHOKORPASCTNTXUTVAVTVirgin IslandsWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.