Stephen Higgins
Stephen Higgins is a registered investment advisor at Eagle Strategies LLC, based in Santa Rosa, CA, with 7 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 111,361 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Eagle Strategies offers investment advice through several programs:
- Co-Advisory Program: Eagle's fees range from 0% to 1.25% of your portfolio, in addition to the co-advisor's fees.
- New York Life Premier Advisory Variable Annuity: Eagle's advisory fee ranges from 0% to 1% of the annuity's value during the accumulation phase. This fee does not apply during the annuitization phase.
Location
149 Stony Circle, Suite 200, Santa Rosa, CA, 95401
Get directionsHistory
Regulatory History (1)
Criminal
September 2001Other Business Activities
Stephen owns a rental property in San Miguel, CA, which he leases annually. He spends minimal time on this real estate-related activity.
Employment History
Current Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
Bear, Stearns & CO. INC.Broker
Prudential Securities IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.