Joshua Brown
Joshua Brown is a registered investment advisor at Ameriprise Financial Services, LLC, based in White Plains, NY, with 33 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
399 Knollwood Rd Ste 212, White Plains, NY, 10603
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2008Customer Dispute
August 1997Other Business ActivitiesSells Insurance
Joshua owns real estate and is an independent insurance broker for multiple companies, including American General and United Health. He also owns a business entity to manage his practice and serves on the board of directors for Brown.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Fis Securities, INC.Broker
Fleet Enterprises, INC.Broker
Lew Lieberbaum & CO., INC.Broker
Royce Investment Group, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.