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Ronald Rienas

32 Years of Experience
White Plains, NY
2 DisclosuresBrokerSells Insurance

Ronald Rienas is a registered investment advisor at Ameriprise Financial Services, LLC, based in White Plains, NY, with 32 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

399 Knollwood Rd Ste 212, White Plains, NY, 10603

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2019
Denied
Customer Dispute
June 2004
Denied
Other Business ActivitiesSells Insurance

Ronald is an independent insurance broker since 2011, working with companies like American General, New York Life, and United Healthcare. He also has business ownership in an unspecified "other" business, and serves as a Director for Rienas, dedicating a few hours per week to each.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2011 - Present · 15 yrs 1 mo
Ameriprise Financial Services, LLC
April 2011 - Present · 15 yrs 1 mo
Ameriprise Financial Services, LLCBroker
April 2011 - Present · 15 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - May 2011 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2011 · 1 yr 7 mos
Banc of America Investment Services, INC.Broker
October 2004 - October 2009 · 5 yrs
Banc of America Investment Services, INC.
October 2004 - October 2009 · 5 yrs
Quick & Reilly, INC.
November 2002 - October 2004 · 1 yr 11 mos
Quick & Reilly, INC.Broker
August 2000 - October 2004 · 4 yrs 2 mos
Fleet Enterprises, INC.Broker
October 1993 - August 2000 · 6 yrs 10 mos
W. S. Griffith & CO., INC.Broker
July 1993 - October 1993 · 3 mos
State Registrations24 states
AZCACOCTDEFLGAINMAMDMIMTNCNJNYOHOKORPARISCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronald Rienas - Financial Advisor | TrueAdvisor