Karen Norrman
Karen Norrman is a registered investment advisor at Cetera Investment Advisers LLC, based in Worcester, MA, with 29 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
324 Grove Street, Worcester, MA, 01605
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Karen is an independent insurance agent selling fixed insurance products and also works as a financial advisor through Archstone Financial, selling insurance, securities, and investment products. Both activities take up nearly all of Karen's time; she also manages a rental property, which requires minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Citizens Investment Services
Citizens Securities, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Ameriprise Financial Services, INC.Broker
Allstate Distributors, L.L.C.Broker
Afd, INC.Broker
Hartford Equity Sales Company INC.Broker
The Paul Revere Variable Annuity Insurance CompanyBroker
Mds Securities IncorporatedBroker
Shawmut Brokerage, INC.Broker
State Registrations11 states
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