RG
RG
Richard Grodzicki
52 Years of Experience
Atlanta, GA
2 DisclosuresBroker
Richard Grodzicki is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 52 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3280 Peachtree Road Northeast, Suite 1900, Atlanta, GA, 30305
Get directionsHistory
Regulatory History (2)
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Regulatory
April 2024Final
Customer Dispute
January 2000Denied
Employment History
Current Registrations
Morgan Stanley
May 2024 - Present · 2 yrs 2 mos
Morgan StanleyBroker
May 2024 - Present · 2 yrs 2 mos
Morgan Stanley
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
March 2009 - June 2024 · 15 yrs 3 mos
UBS Financial Services INC.Broker
February 2009 - June 2024 · 15 yrs 4 mos
Citigroup Global Markets INC.
April 2003 - March 2009 · 5 yrs 11 mos
Citigroup Global Markets INC.Broker
May 1988 - March 2009 · 20 yrs 10 mos
Kidder, Peabody & CO. IncorporatedBroker
June 1982 - May 1988 · 5 yrs 11 mos
Drexel Burnham Lambert IncorporatedBroker
January 1977 - June 1982 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
January 1974 - January 1977 · 3 yrs
State Registrations24 states
ALAZCACOCTDCDEFLGAIAILKSLAMAMDMINCNENYOHSCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.