Catherine O'connor is a CFP-designated registered investment advisor at O'connor Portfolio Management LLC, based in Tampa, FL, with 32 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 123 clients with $51M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 2.00% |
| $10.0M - $25.0M | 1.50% |
| $25M+ | 1.00% |
The minimum account size is typically $250,000, but this may be negotiable. If the firm accepts an account with a balance less than $250,000, the advisory fee would be negotiable, and would never exceed 3%.
Fee Estimator
Location
Tampa, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Catherine owns a single-family real estate property in Hollywood, CA. This activity is not investment-related.
Employment History
Current Registrations
O'connor Portfolio Management LLC
Previous Registrations
Ameriprise Financial Services, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.