John Farren
John Farren is a registered investment advisor at Prospera Financial Services, INC., based in St. Pete Beach, FL, with 33 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.15% |
Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.
Fee Estimator
Location
100 Corey Ave., Ste A101, St. Pete Beach, FL, 33706
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2002Other Business Activities
John owns rental property in St. Pete Beach, FL since 2012, dedicating minimal time to serving as landlord. He also owns 51% of LiquidRx, a watersport rental business, and 100% of JODO LLC, which manages rental property, each requiring minimal time. John owns 100% of Farren Asset Management LLC for his financial practice, requiring minimal time.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Janney Montgomery Scott LLCBroker
L.O. Thomas & CO.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.