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Alfred Stratford

32 Years of Experience
Richmond, VA
2 DisclosuresBroker

Alfred Stratford is a registered investment advisor at Raymond James & Associates, INC., based in Richmond, VA, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5820 Patterson Ave., Suite 100, Richmond, VA, 23226

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History

Regulatory History (2)
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Employment Separation After Allegations
April 2004
Customer Dispute
June 2002
Settled
Other Business Activities

Alfred is an unpaid volunteer serving on the investment committee for Collegiate School since 2013, dedicating a few hours per week to this role.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
April 2004 - February 2013 · 8 yrs 10 mos
Morgan Keegan & Company, INC.
April 2004 - February 2013 · 8 yrs 10 mos
Davenport & Company LLC
October 1998 - April 2004 · 5 yrs 6 mos
Davenport & Company LLCBroker
October 1998 - April 2004 · 5 yrs 6 mos
Wheat, First Securities, INC.Broker
March 1993 - October 1998 · 5 yrs 7 mos
State Registrations18 states
ALAZCADCFLGALAMDNCNYORSCTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.