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Shawnna Summers

B. Riley Wealth Advisors, INC.
27 Years of Experience
Old Hickory, TN
1 DisclosureBroker
View SEC Summary
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Shawnna Summers is a registered investment advisor at B. Riley Wealth Advisors, INC., based in Old Hickory, TN, with 27 years of industry experience. Shawnna is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 10,573 clients with $4.2B in assets under management.

B. Riley Wealth Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
167 advisors
Number of Clients
10,573 clients
Average Client Portfolio
$398K average
Assets Under Management
$4.2B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.75%
$250K - $1.0M2.50%
$1M+2.00%

Maximum annual fee rates shown. Rates vary depending on whether transaction fees are bundled (wrap) or paid separately (non-wrap). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Old Hickory, TN

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2024
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
B. Riley Wealth Advisors, INC.
February 2022 - Present · 4 yrs 8 mos
B. Riley Wealth Management
February 2022 - Present · 4 yrs 8 mos
B. Riley Wealth ManagementBroker
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
National Securities CorporationBroker
February 2022 - July 2022 · 5 mos
B Riley Wealth Management
February 2022 - December 2022 · 10 mos
Prudential Financial Planning Services
August 2021 - January 2022 · 5 mos
Pruco Securities, LLC.Broker
August 2021 - January 2022 · 5 mos
Wells Fargo Clearing Services, LLC
January 2013 - July 2021 · 8 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2013 - July 2021 · 8 yrs 6 mos
UBS Financial Services INC.Broker
October 2007 - February 2013 · 5 yrs 4 mos
UBS Financial Services INC.
October 2007 - February 2013 · 5 yrs 4 mos
A. G. Edwards & Sons, INC.
March 2003 - October 2007 · 4 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
March 2003 - October 2007 · 4 yrs 7 mos
Prudential Securities Incorporated
February 2003 - March 2003 · 1 mo
Prudential Securities IncorporatedBroker
November 1998 - March 2003 · 4 yrs 4 mos
State Registrations12 states
FLGAIDILKYNYOHPASCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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