RG
RG

Ronald Guirnalda

30 Years of Experience
Livermore, CA
Broker

Ronald Guirnalda is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Livermore, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

1748 Railroad Ave, Livermore, CA, 94550

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ronald works as a store associate/stocker for CVS Health, dedicating about 10-20% of his time. This activity is not investment-related.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2018 - Present · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2018 - Present · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Morgan Stanley
July 2016 - May 2018 · 1 yr 10 mos
Morgan StanleyBroker
July 2016 - May 2018 · 1 yr 10 mos
Wells Fargo Advisors, LLCBroker
September 2012 - July 2016 · 3 yrs 10 mos
Wells Fargo Advisors, LLC
September 2012 - July 2016 · 3 yrs 10 mos
Morgan Stanley Smith Barney LLC
September 2010 - September 2012 · 2 yrs
Morgan Stanley Smith BarneyBroker
September 2010 - September 2012 · 2 yrs
Ameriprise Financial Services, INC.
July 2010 - September 2010 · 2 mos
Ameriprise Financial Services, INC.Broker
July 2010 - September 2010 · 2 mos
Ameriprise Financial Services, INC.Broker
May 2009 - July 2010 · 1 yr 2 mos
Ameriprise Financial Services, INC.
May 2009 - July 2010 · 1 yr 2 mos
Ameriprise Financial Services, INC.
November 2005 - April 2009 · 3 yrs 5 mos
Ameriprise Financial Services, INC.Broker
November 2005 - April 2009 · 3 yrs 5 mos
UBS Financial Services INC.
August 1999 - December 2005 · 6 yrs 4 mos
UBS Financial Services INC.Broker
November 1997 - December 2005 · 8 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1995 - October 1997 · 2 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.