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David Hodge

Aurora Private Wealth, INC.
33 Years of Experience
Beaver, PA
1 DisclosureBrokerSells Insurance
View SEC Summary
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David Hodge is a registered investment advisor at Aurora Private Wealth, INC., based in Beaver, PA, with 33 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 1,508 clients with $370M in assets under management.

Aurora Private Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,508 clients
Average Client Portfolio
$248K average
Assets Under Management
$374.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.95%

Fees generally range from 0.25% to 2.95% per annum depending on client circumstances, assets under management, and other factors. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1221 Third Street, Beaver, PA, 15009

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David operates Harper & Hodge as an investment advisory and brokerage business since 2010. He is also a volunteer board member at West AirComm Federal Credit Union and an owner/partner in a business selling fixed annuities and life insurance, dedicating a few hours per week to each.

Employment History
Current Registrations
Aurora Private Wealth, INC.
July 2026 - Present · 3 mos
Apw Capital, INC.Broker
September 2010 - Present · 16 yrs 1 mo
Comprehensive Capital Management, INC.
September 2010 - Present · 16 yrs 1 mo
Previous Registrations
Financial Network Investment Corporation
October 2005 - September 2010 · 4 yrs 11 mos
Financial Network Investment CorporationBroker
October 2005 - September 2010 · 4 yrs 11 mos
Blue Vase Securities, LLC
February 2003 - December 2005 · 2 yrs 10 mos
Blue Vase Securities, LLCBroker
August 2002 - October 2005 · 3 yrs 2 mos
AXA Advisors, LLC
August 2002 - September 2002 · 1 mo
AXA Advisors, LLCBroker
January 1993 - September 2002 · 9 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
January 1993 - January 2000 · 7 yrs
State Registrations22 states
ALAZCACOFLIAILINKYMEMINCNYOHORPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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