David Hodge is a registered investment advisor, based in Rockaway, NJ, with 33 years of industry experience.
Location
100 Enterprise Drive, Suite 504, Rockaway, NJ, 07866
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Regulatory History (1)
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Customer Dispute
November 2013Settled
Other Business ActivitiesSells Insurance
David operates Harper & Hodge as an investment advisory and brokerage business since 2010. He is also a volunteer board member at West AirComm Federal Credit Union and an owner/partner in a business selling fixed annuities and life insurance, dedicating a few hours per week to each.
Employment History
Current Registrations
Apw Capital, INC.Broker
September 2010 - Present · 15 yrs 7 mos
Comprehensive Capital Management, INC.
September 2010 - Present · 15 yrs 7 mos
Previous Registrations
Financial Network Investment Corporation
October 2005 - September 2010 · 4 yrs 11 mos
Financial Network Investment CorporationBroker
October 2005 - September 2010 · 4 yrs 11 mos
Blue Vase Securities, LLC
February 2003 - December 2005 · 2 yrs 10 mos
Blue Vase Securities, LLCBroker
August 2002 - October 2005 · 3 yrs 2 mos
AXA Advisors, LLC
August 2002 - September 2002 · 1 mo
AXA Advisors, LLCBroker
January 1993 - September 2002 · 9 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
January 1993 - January 2000 · 7 yrs
State Registrations22 states
ALAZCACOFLIAILINKYMEMINCNYOHORPASCTNTXVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.