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Ronald Bussey

33 Years of Experience
Oceanside, CA
2 DisclosuresBroker

Ronald Bussey is a registered investment advisor at LPL Financial LLC, based in Oceanside, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Oceanside, CA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2008
Denied
Customer Dispute
April 1994
Award / Judgment
Other Business Activities

Ronald owns rental real estate property since 2014. He spends minimal time on this activity, and it is not investment-related.

Employment History
Current Registrations
LPL Financial LLC
June 2005 - Present · 20 yrs 11 mos
LPL Financial LLCBroker
January 2002 - Present · 24 yrs 4 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
January 1999 - January 2002 · 3 yrs
Robert Thomas Securities, INCBroker
January 1998 - January 1999 · 1 yr
Edward D. Jones & CO., L.P.Broker
February 1993 - January 1998 · 4 yrs 11 mos
State Registrations12 states
ALAZCACTMDNYORPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.