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Hayley Higgins

LPL Financial LLC
30 Years of Experience
Oceanside, CA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Hayley Higgins is a registered investment advisor at LPL Financial LLC, based in Oceanside, CA, with 30 years of industry experience. Hayley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Oceanside, CA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
February 2025
Judgment / Lien
July 2023
Judgment / Lien
October 2021
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Hayley is affiliated with Stratos Wealth Partners as an Investment Advisor Representative (IAR), dedicating full-time hours to providing investment advisory services. Hayley is also an agent selling fixed insurance products, including life, health, disability, long-term care, and fixed annuities.

Employment History
Current Registrations
LPL Financial LLC
March 2023 - Present · 3 yrs 7 mos
LPL Financial LLCBroker
December 2014 - Present · 11 yrs 10 mos
Previous Registrations
Stratos Wealth Partners, LTD
December 2014 - March 2023 · 8 yrs 3 mos
Wells Fargo Advisors, LLCBroker
January 2011 - December 2014 · 3 yrs 11 mos
Wells Fargo Advisors, LLC
January 2011 - December 2014 · 3 yrs 11 mos
Wells Fargo Investments, LLCBroker
February 2006 - January 2011 · 4 yrs 11 mos
Wells Fargo Investments, LLC
February 2006 - January 2011 · 4 yrs 11 mos
Banc of America Investment Services, INC.
October 2002 - February 2006 · 3 yrs 4 mos
Banc of America Investment Services, INC.Broker
October 2002 - February 2006 · 3 yrs 4 mos
Wells Fargo Brokerage Services, L.L.C.Broker
January 2001 - August 2002 · 1 yr 7 mos
Wells Fargo Investments, LLCBroker
December 2000 - October 2002 · 1 yr 10 mos
Wells Fargo Brokerage Services, L.L.C.Broker
March 1999 - December 2000 · 1 yr 9 mos
Wells Fargo Securities INC.Broker
May 1998 - May 2001 · 3 yrs
Ba Investment Services, INC.Broker
August 1996 - May 1998 · 1 yr 9 mos
State Registrations12 states
AZCACOFLKSNJNVNYORTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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