Hayley Higgins
Hayley Higgins is a registered investment advisor at LPL Financial LLC, based in Oceanside, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Oceanside, CA
Get directionsHistory
Regulatory History (3)
Judgment / Lien
February 2025Judgment / Lien
July 2023Judgment / Lien
October 2021Other Business ActivitiesSells Insurance
Hayley is affiliated with Stratos Wealth Partners as an Investment Advisor Representative (IAR), dedicating full-time hours to providing investment advisory services. Hayley is also an agent selling fixed insurance products, including life, health, disability, long-term care, and fixed annuities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Stratos Wealth Partners, LTD
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wells Fargo Brokerage Services, L.L.C.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Brokerage Services, L.L.C.Broker
Wells Fargo Securities INC.Broker
Ba Investment Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.