Mark Hughes
Mark Hughes is a registered investment advisor at Osaic Wealth, INC., based in Vienna, VA, with 33 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
8219 Leesburg Pike, Suite 200, Vienna, VA, 22182
Get directionsHistory
Regulatory History (8)
Customer Dispute
November 2011Regulatory
October 2010Customer Dispute
October 2009Customer Dispute
June 2009Customer Dispute
February 2009Customer Dispute
October 2004Customer Dispute
February 2002Customer Dispute
February 2001Other Business ActivitiesSells Insurance
Mark is an insurance agent offering fixed annuities, indexed annuities, long-term care insurance, and traditional life insurance since 2017. He dedicates minimal time to this activity.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Osaic Fa, INC.Broker
Osaic Fa, INC.
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Suntrust Investment Services, INC.Broker
Suntrust Investment Services, INC.
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Cibc World Markets CORP.Broker
Salomon Smith Barney INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.