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Edward Spiegel

33 Years of Experience
Barrington, IL
2 DisclosuresBroker

Edward Spiegel is a registered investment advisor at Morgan Stanley, based in Barrington, IL, with 33 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

760 West Main Street, Suite 200, Barrington, IL, 60010

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2003
Denied
Customer Dispute
May 1999
Settled
Employment History
Current Registrations
Morgan Stanley
March 2010 - Present · 16 yrs 7 mos
Morgan StanleyBroker
February 2010 - Present · 16 yrs 8 mos
Previous Registrations
Northern Trust Securities, INC
November 2007 - December 2009 · 2 yrs 1 mo
Vision Investment Services, INC.Broker
October 2000 - March 2010 · 9 yrs 5 mos
Invest Financial CorporationBroker
May 1997 - October 2000 · 3 yrs 5 mos
Northern Trust Securities, INC.Broker
March 1993 - March 2010 · 17 yrs
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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