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Edward Spiegel
33 Years of Experience
Barrington, IL
2 DisclosuresBroker
Edward Spiegel is a registered investment advisor at Morgan Stanley, based in Barrington, IL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
760 West Main Street, Barrington, IL, 60010
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2003Denied
Customer Dispute
May 1999Settled
Employment History
Current Registrations
Morgan Stanley
March 2010 - Present · 16 yrs 2 mos
Morgan StanleyBroker
February 2010 - Present · 16 yrs 3 mos
Previous Registrations
Northern Trust Securities, INC
November 2007 - December 2009 · 2 yrs 1 mo
Vision Investment Services, INC.Broker
October 2000 - March 2010 · 9 yrs 5 mos
Invest Financial CorporationBroker
May 1997 - October 2000 · 3 yrs 5 mos
Northern Trust Securities, INC.Broker
March 1993 - March 2010 · 17 yrs
State Registrations37 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.